Group Descriptions
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INVESTORS
De Novo Application
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| Type: | 2083 |
|---|---|
| Description: | Application at FRB for membership in the Federal Reserve System |
| Filing Deadline: | One-time submission for institutions seeking membership in the Federal Reserve System. |
| Relevant Legislation: | Federal Reserve Act, Section 9 and Regulation H |
| Type: | DN Approval |
| Description: | Notice from the Regulatory agencies in regards to approval of a new national bank or savings institution. Could be a preliminary conditional approval or a final approval. |
| Filing Deadline: | |
| Relevant Legislation: | Part of the requirement before the national bank can get a charter and operate. |
| Type: | FDICDN |
| Description: | De Novo Deposit Insurance Application at the FDIC: Charter Application at the FDIC |
| Filing Deadline: | Applicant must publish notice of the proposed organization in the community or communities in which the proposed financial institution will be located prior to filing the application. |
| Relevant Legislation: | |
| Type: | H-(e)1 |
| Description: | Application at OTS for Establishment of a New Thrift Holding Company |
| Filing Deadline: | No filing deadline. |
| Relevant Legislation: | |
| Type: | H-(E)2 |
| Description: | A savings and loan holding company proposing to acquire shares issued by a savings association |
| Filing Deadline: | No filing deadline. |
| Relevant Legislation: | |
| Type: | OCCDN |
| Description: | De Novo Charter Application at the OCC |
| Filing Deadline: | An applicant shall publish a public notice of its filing in a newspaper of general circulation in the community in which the applicant proposes to engage in business, on the date of filing, or as soon as practicable before or after the date of filing. |
| Relevant Legislation: | |
| Type: | OTSDN |
| Description: | De Novo Charter Application at the OTS: Typically includes H-(e)1 and Permission to Organize. |
| Filing Deadline: | Applicant must publish notice of the proposed organization in the community or communities in which the proposed financial institution will be located prior to filing the application. Notice must be published no earlier than seven days before and no later than the filing date of the application. |
| Relevant Legislation: |