Group Descriptions
|
INVESTORS
Prospectus
Please click to return to the document group list.
| Type: | 253G2 |
|---|---|
| Description: | Reflects information that constitutes a substantive change from or addition to the information set forth in the last offering circular. |
| Filing Deadline: | |
| Relevant Legislation: | |
| Type: | 424 |
| Description: | Prospectus: Constitutes Part I of a 1933 Act registration statement. Contains basic business and financial information on an issuer with respect to a particular securities offering. Investors may use the prospectus to help appraise the merits of the offering and make educated investment decisions. |
| Filing Deadline: | No filing deadline. |
| Relevant Legislation: | Securities Act of 1933 |
| Type: | 424A |
| Description: | A preliminary prospectus filed according to Rule 424(a) under the 1933 Act. |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 424(a) |
| Type: | 424B |
| Description: | Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b) under the 1933 Act. |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 424(b) |
| Type: | 424B1 |
| Description: | Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(1) under the 1933 Act. |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 424(b)(1) |
| Type: | 424B2 |
| Description: | Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(2) under the 1933 Act. |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 424(b)(2) |
| Type: | 424B3 |
| Description: | Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(3) under the 1933 Act. |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 424(b)(3) |
| Type: | 424B4 |
| Description: | Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(4) under the 1933 Act. |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 424(b)(4) |
| Type: | 424B5 |
| Description: | Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(5) under the 1933 Act. |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 424(b)(5) |
| Type: | 424B7 |
| Description: | Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(7) under the 1933 Act. |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 424(b)(7) |
| Type: | 424B8 |
| Description: | Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(8) under the 1933 Act. |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 424(b)(7) |
| Type: | 425 |
| Description: | Miscellaneous Prospectuses and Communications: Filed in connection with business combination transactions. |
| Filing Deadline: | |
| Relevant Legislation: | Securities Exchange Act of 1934 |
| Type: | 485APOS |
| Description: | Prospectus: Post-effective amendment to registration statement Forms N-1A and N-1 for open-end Investment Management Companies, filed pursuant to Rule 485(a). |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 485(a) |
| Type: | 485BPOS |
| Description: | Prospectus: Post-effective amendment to registration statement Forms N-1A and N-1 for open-end Investment Management Companies, filed pursuant to Rule 485(b). |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 Rule 485(b) |
| Type: | 485BXT |
| Description: | Filed pursuant to designate a new effective date for a post-effective amendment previously filed pursuant to Rule 485(a). |
| Filing Deadline: | |
| Relevant Legislation: | Investment Company Act of 1940 and 1933 Act. |
| Type: | 497 |
| Description: | Prospectus: The final prospectus for an Investment Company Registration under the 1940 Act. Under this Act, it represents definitive materials filing to Forms S-1 and S-3 for face-amount Investment Companies. Under the same Act, it can also represent definitive materials filing to Forms N-1A and N-1 for Open-End Management Investment Companies. |
| Filing Deadline: | |
| Relevant Legislation: | |
| Type: | 497J |
| Description: | Prospectus: Prospectus certification of no change in definitive materials filing to Forms S-1 and S-3 for Investment Companies, under the 1940 Act. |
| Filing Deadline: | |
| Relevant Legislation: | Investment Company Act of 1940 |
| Type: | DNP Intl Off |
| Description: | Don't Publish Prospectus |
| Filing Deadline: | |
| Relevant Legislation: | |
| Type: | DNP OC |
| Description: | Offering Circular: Offering Circular or statement, submitted with notification and offer of securities. |
| Filing Deadline: | No filing deadline |
| Relevant Legislation: | |
| Type: | DNP OC/A |
| Description: | Amendment to Offering Circular |
| Filing Deadline: | No filing deadline |
| Relevant Legislation: | |
| Type: | FWP |
| Description: | Free Writing Prospectus is any written communication that constitutes an offer to sell or a solicitation of an offer to buy the securities relating to a registered offering that is used after the registration statement in respect of the offering is filed pursuant to the Securities Act Rules 163 and 433. |
| Filing Deadline: | |
| Relevant Legislation: | Pursuant to Rule 164 and Rule 433 of Securities Act of 1933 |
| Type: | Intierra OC |
| Description: | A Prospectus originally collected by Intierra as part of its coverage of the Metals and Mining industry. |
| Filing Deadline: | |
| Relevant Legislation: | |
| Type: | Intl Offer |
| Description: | Prospectus |
| Filing Deadline: | |
| Relevant Legislation: | |
| Type: | MEG - OC |
| Description: | A Prospectus originally collected by Metals Economics Group as part of its coverage of the Metals and Mining industry. |
| Filing Deadline: | |
| Relevant Legislation: | |
| Type: | OC |
| Description: | Offering Circular: Offering Circular or statement, submitted with notification and offer of securities. |
| Filing Deadline: | No filing deadline |
| Relevant Legislation: | |
| Type: | OC/A |
| Description: | Amendment to Offering Circular |
| Filing Deadline: | No filing deadline |
| Relevant Legislation: | |
| Type: | OCIF |
| Description: | Non-SEC equivalent of prospectus, Preliminary Offering Circular |
| Filing Deadline: | |
| Relevant Legislation: | |
| Type: | OCIFS |
| Description: | Non-SEC equivalent of a prospectus supplement, Offering Circular Supplement |
| Filing Deadline: | |
| Relevant Legislation: | |
| Type: | SUPPL |
| Description: | Voluntary supplemental material filed pursuant to Section 11(a) of the Securities Act of 1933 by foreign issuers |
| Filing Deadline: | |
| Relevant Legislation: | Securities Act of 1933 |