Group Descriptions
|
Please click to return to the document group list.
Type: | 144 |
---|---|
Description: | Insider Ownership Filing: Proposed sale of unregistered securities. May be filed electronically on a voluntary basis if the issuer of the securities is a public company. |
Filing Deadline: | |
Relevant Legislation: | Securities Exchange Act of 1934 |
Type: | 144/A |
Description: | Amendment to Insider Ownership Filing: Proposed sale of unregistered securities. |
Filing Deadline: | |
Relevant Legislation: | Securities Exchange Act of 1934 |
Type: | 3 |
Description: | Insider Ownership Filing: Initial statement to report purchase or sale of securities by insider or affiliate. Required for each issuer. |
Filing Deadline: | Filed by every director or officer of issuer and any beneficial owner of more than 10 percent of a class of securities. Must be filed within 10 days after the event which made the owner become a reported person. |
Relevant Legislation: | Securities Exchange Act of 1934 |
Type: | 3/A |
Description: | Amendment to Insider Ownership Filing: Initial purchase or sale of securities by insider or affiliate. |
Filing Deadline: | |
Relevant Legislation: | Securities Exchange Act of 1934 |
Type: | 4 |
Description: | Insider Ownership Filing: Updated purchase or sale of securities by insider or affiliate. |
Filing Deadline: | Filed by every director or officer of issuer and any beneficial owner of more than 10 percent of a class of securities. Must be filed before the end of the second business day following the day on which a transaction resulting in a change in beneficial ownership has been executed. |
Relevant Legislation: | Securities Exchange Act of 1934 |
Type: | 4/A |
Description: | Amendment to Insider Ownership Filing: Updated purchase or sale of securities by insider or affiliate. |
Filing Deadline: | |
Relevant Legislation: | Securities Exchange Act of 1934 |
Type: | 5 |
Description: | Insider Ownership Filing: Annual filing by insiders and affiliates. Used to disclose exemptions and any small acquisition or series of acquisitions in a 6 month period during issuers fiscal year, not exceeding $10,000 in market value. |
Filing Deadline: | Filed by every director or officer of issuer and any beneficial owner of more than 10 percent of a class of securities. Must be filed within 45 days after the end of the issuer's fiscal year. |
Relevant Legislation: | Securities Exchange Act of 1934 |
Type: | 5/A |
Description: | Amendment to Insider Ownership Filing: Annual filing by insiders and affiliates. |
Filing Deadline: | |
Relevant Legislation: | Securities Exchange Act of 1934 |
Type: | F-7 (FDIC) |
Description: | Insider Ownership Filing: Initial statement to report purchase or sale of securities by insider or affiliate. Required for each issuer. |
Filing Deadline: | Filed by every director or officer of issuer and any beneficial owner of more than 10 percent of a class of securities. Must be filed within 10 days after the event which made the owner become a reported person. |
Relevant Legislation: | Securities Exchange Act of 1934 |
Type: | F-8 (FDIC) |
Description: | Insider Ownership Filing: Updated purchase or sale of securities by insider or affiliate. |
Filing Deadline: | Filed by every director or officer of issuer and any beneficial owner of more than 10 percent of a class of securities. Must be filed within 10 days of change of ownership. |
Relevant Legislation: | Securities Exchange Act of 1934 |
Type: | F-8A (FDIC) |
Description: | Insider Ownership Filing: Annual filing by insiders and affiliates. Used to disclose exemptions and any small acquisition or series of aquisitions in a 6 month period during issuers fiscal year, not exceeding $10,000 in market value. |
Filing Deadline: | Filed by every director or officer of issuer and any beneficial owner of more than 10 percent of a class of securities. Must be filed within 45 days after the end of the issuer's fiscal year. |
Relevant Legislation: | Securities Exchange Act of 1934 |